Simplifying regulatory compliance across the UAE

From regulatory audits to risk assessments, our services are customised to fit your business needs and ensure full compliance with UAE laws and global standards.

Compliance and Risk Management Solutions for Your Business

At ComplyX, we are here to be your trusted compliance advisors, guiding you through the UAE’s financial rules and regulations. Based in Dubai, we proudly work with financial institutions across the UAE, including those in major financial hubs like DIFC and ADGM. Our goal is to make sure you stay fully compliant with all regulatory requirements with the help of compliance experts in UAE.

We offer a wide range of services, including regulatory compliance, anti-money laundering (AML) compliance, authorisation support, data protection compliance, and risk management. We don’t just follow the rules , we combine UAE-specific regulations with the best global practices to create practical solutions that fit your business perfectly.

At ComplyX, we believe that regulatory challenges should not slow you down. Instead, we help you turn them into opportunities to grow stronger and more efficient. With our expert support, you can simplify complicated compliance processes, meet all legal requirements with confidence, and focus on what matters most, growing your business.

Our Solutions

What we do for you

At ComplyX, we help businesses in the UAE’s financial sector handle their compliance needs with ease. From AML and regulatory compliance to data protection and risk management, we provide solutions that make complex requirements simple and stress-free.

Think of us as your partner in turning compliance challenges into opportunities. We’re here to help you stay on top of regulations, avoid risks, and focus on growing your business without worry.

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Regulatory Compliance

ComplyX delivers comprehensive regulatory compliance support tailored to financial institutions in the UAE. Our experienced compliance consultants ensure adherence to DIFC and DFSA regulations, ADGM compliance standards, and Central Bank of UAE regulations. We provide outsourced Compliance Officer services for DIFC and ADGM-regulated entities, allowing firms to access expert guidance without the overheads of a full-time hire. Through detailed Compliance Gap Analysis, we offer actionable insights aligned with regulatory requirements and international best practices, helping your firm proactively mitigate risks and maintain robust compliance standards.

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Data Protection

Recognising the distinct requirements of DIFC and ADGM Data Protection frameworks, ComplyX provides expert Data Protection Officer (DPO) services to firms operating within these jurisdictions. Our tailored approach ensures compliance with specific DIFC and ADGM data privacy laws, as well as supporting wider UAE companies in establishing robust data protection frameworks aligned with national legislation and international best practices. By safeguarding your sensitive data, we help build client trust and ensure regulatory compliance.

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Regulatory Authorisation

At ComplyX, we simplify your regulatory authorisation process, supporting firms in obtaining DFSA and FSRA authorisation for setups in DIFC and ADGM, respectively. We manage your entire application journey, from completing regulatory application forms and preparing detailed Regulatory Business Plans to drafting essential corporate governance policies. Our team liaises directly with regulatory authorities, streamlining interactions and approvals. Additionally, we provide targeted preparatory training for Authorised Individuals and senior management, equipping your team to confidently meet ongoing regulatory obligations.

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KYC Support

Our comprehensive Know Your Customer (KYC) solutions support firms globally in efficiently managing client onboarding and identity verification processes. ComplyX fully manages your KYC screening and documentation requirements, ensuring compliance with global standards. Our dedicated KYC specialists perform detailed identity and background screenings, maintain and regularly update essential documentation, significantly reducing your administrative burden while enhancing your operational accuracy and compliance.

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AML Compliance

ComplyX offers specialised Anti-Money Laundering (AML) compliance services tailored to UAE financial institutions. We provide outsourced Money Laundering Reporting Officer (MLRO) services to DIFC and ADGM firms, ensuring dedicated expert oversight in AML/CFT compliance. Our AML Gap Analysis identifies potential compliance weaknesses, delivering clear, actionable solutions to align your institution with UAE Federal AML legislation and global best practices. We assist firms in designing and implementing comprehensive AML frameworks that effectively mitigate money laundering and terrorist financing risks.

Cybersecurity Gap Analysis

ComplyX provides in-depth cybersecurity gap analysis services designed specifically for DFSA, ADGM, and CBUAE-regulated entities. We evaluate your existing cybersecurity framework against regulatory requirements, identifying potential vulnerabilities and areas for improvement. Our expert analysis offers actionable insights to enhance your cybersecurity posture, ensuring your business maintains robust defences against evolving cyber threats and fully complies with regulatory cybersecurity mandates.

Complete compliance management for your business

Understand Your Business Needs

We begin with a detailed consultation to understand your unique compliance challenges, regulatory requirements, and business goals. By learning about your industry and operational structure, we deliver tailored compliance solutions that align perfectly with your objectives and support long-term growth.

Seamless Compliance Implementation

Once your compliance strategy is approved, our experts take care of the complete implementation process- from documentation and regulatory filings to system setup and internal controls. We ensure every step meets UAE regulatory standards, including AML/CFT, ESR, and UBO requirements. With a focus on accuracy, efficiency, and transparency, we make compliance implementation smooth, stress-free, and fully aligned with your business operations.

Create a Tailored Compliance Strategy

Based on your specific business needs, we develop a customised compliance plan that aligns with UAE regulatory standards, including AML, ESR, UBO, and more. Our strategies are clear, actionable, and designed to address your core compliance risks. We work closely with you to ensure the solution integrates seamlessly into your operations – minimising disruption and maximising long-term compliance.

Ongoing Compliance Support

Compliance isn’t a one time task, it’s an ongoing responsibility. Our team provides continuous support to monitor regulatory updates, manage filings, and ensure your business remains fully compliant with UAE laws, including AML/CFT, ESR, and UBO regulations. With our proactive compliance monitoring and expert guidance, you’ll stay ahead of legal changes and avoid costly penalties. Whether it’s a quick query or a complex issue, we’re always just a call away.

ComplyX – Compliance Consulting Firm in UAE

Comprehensive regulatory & compliance solutions for your business

Connect with us

Your trusted compliance partner in the UAE

  • Expert Regulatory Guidance
    Stay ahead of evolving UAE compliance requirements with our up-to-date expertise in AML, ESR, UBO, and other key regulations.

    Tailored Compliance Solutions
    We create personalised compliance strategies designed to meet your specific business needs and industry standards, no generic approaches here.

    Collaborative & Supportive Team
    We’re not just consultants. We’re compliance partners committed to your long-term success. Our team works closely with you to make compliance simple and stress free.

    Reliable Ongoing Support
    Whether it’s a quick question or a complex issue, you can count on us for prompt, reliable assistance whenever you need it.

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We value your inquiries and are committed to providing timely and effective solutions. Reach out to us via phone, email, or through our contact form, and we’ll get back to you promptly. Our dedicated team of compliance experts is ready to assist you with personalised advice and support. Whether you have a quick question or need an in-depth consultation, we are here to help. Partner with us to navigate the complexities of regulatory compliance with confidence.

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